A Lawsuit Now Urges DOJ To Investigate SEC, FINRA, DTCC
2 Comments on A Lawsuit Now Urges DOJ To Investigate SEC, FINRA, DTCC
A new lawsuit now urges the DOJ to investigate the SEC, FINRA, and DTCC for violations of the Federal securities laws.
The SEC now rejects a FOIA request for missing GameStop FTD data
The SEC has now rejected a FOIA request for missing GameStop FTD data from an investor who posted on Reddit the entire process leading to the decision.
UBS Now Fined Millions For Recommending Clients To Sell Stock
UBS has now been fined millions for recommending clients to sell stock after allegedly suggesting to buy and then dump within 180 days.
Watchdogs Now Detect Systemic Risks From Citadel And Others
Watchdogs have now detected systemic risks from Citadel and others after studying the leverage of non-bank market players.
Founder of Massive Hedge Fund Will Now Serve 18 Years In Prison
The founder of a massive hedge fund will now serve 18 years in prison after a judge rejected a bid that called for less time.
