The SEC Now Awards $12 Million To Joint Whistleblowers
3 Comments on The SEC Now Awards $12 Million To Joint Whistleblowers
The SEC now awards $12 million to joint whistleblowers who provided critical information and assistance in an enforcement action.
SEC Enforcement Chief Gurbir Grewal Is Now Resigning This Month
SEC Enforcement Chief Gurbir Grewal is now resigning this month after his role primarily in the 'crackdown' of cryptocurrencies.
SEC Now To Ban An Oversight Board For ‘Massive Fraud’
The SEC is now seeking to ban an oversight board for 'massive fraud', after obtaining a $250 million final judgement against the firm.
TD Bank Now Gets Caught With Illegal Market Manipulation
TD Bank now gets caught with illegal market manipulation and has agreed to pay over $20 million under a deal with the SEC.
The SEC Now Penalizes Two Massive Investment Banks
The SEC now penalizes two massive investment banks recovering more than $6 million of excess fees tied to options trading.
