SEC now delays Next Bridge’s public offering of 40m shares
The SEC has now delayed Next Bridge Hydrocarbon's public offering of 40,000,000 shares to investors due to its latest audit.
SEC now delays short sale disclosure rules for another year
Stay informed about the latest regulatory developments. SEC delays compliance deadline for new short sale reporting rules.
The SEC has a new vision for retail investors
The SEC aims to protect retail investors under new leadership. Learn about the supportive strategies being implemented to navigate the financial markets.
Sources say SEC investigations will now take longer under Republicans
Sources say SEC investigations will now take longer under republicans as they seek to ‘tighten oversight’ of probes. The recent announcement that the Securities and Exchange Commission (SEC) will adopt a more stringent oversight approach for…
SEC Charges Morgan Stanley For Failure To Prevent Theft of Investor Funds
The SEC has taken action against Morgan Stanley Smith Barney LLC (MSSB) for not doing enough to supervise its financial advisors, who stole millions of dollars from clients.