SEC News

SEC’s Inaction on Illegal Short Selling Now Leaves Retail Investors Vulnerable

SEC’s Inaction on Illegal Short Selling Now Leaves Retail Investors Vulnerable

SEC’s Inaction on Illegal Short Selling Now Leaves Retail Investors Vulnerable

Frank Nez August 4, 2025

The latest in Market News today.

Citadel Securities Is Now Warning The SEC About Using Blockchain

Citadel Securities Is Now Warning The SEC About Using Blockchain

Citadel Securities Is Now Warning The SEC About Using Blockchain

Frank Nez July 23, 2025

Blockchain would destroy Citadel's business model. Here's the latest.

Newly Appointed SEC Inspector General Now Sparks Hope and Skepticism

Market News - Newly Appointed SEC Inspector General Now Sparks Hope and Skepticism

Newly Appointed SEC Inspector General Now Sparks Hope and Skepticism

Frank Nez July 2, 2025

The SEC has appointed Kevin Muhlendorf as Inspector General. Find out about his qualifications and the reaction...

FINRA Is Now Making It Easier To Commit Financial Crime

Market News - FINRA Is Now Making It Easier To Commit Financial Crime

FINRA Is Now Making It Easier To Commit Financial Crime

Frank Nez July 8, 2025

Explore the latest FINRA proposal allowing appeals for disciplinary actions, which raises concerns for investor protections.

US Regulators Now Delay More Hedge Fund Rules Again

Market News - US Regulators Now Delay More Hedge Fund Rules Again

US Regulators Now Delay More Hedge Fund Rules Again

Frank Nez July 8, 2025

U.S. regulators have postponed hedge fund rules compliance to October 1, 2025, amid industry concerns about costs...