Regulators now impose investigation into JPMorgan for illegal short selling
In a recent crackdown, financial supervisory authorities imposed fines on four major global investment banks—Nomura Securities, JPMorgan, UBS, and Morgan Stanley—for violations related to short selling regulations. This incident shines a spotlight on the…
SEC Commissioner laments agency’s decision to fight against CAT system
SEC Commissioner Caroline A. Crenshaw expresses concerns over SEC's decision to scale back the vital Consolidated Audit Trail (CAT) system.
Prosecutors now indict 3 traders for naked short selling
Discover why South Korean prosecutors are cracking down on naked short selling and how it could impact the global financial markets.
New Report: Hedge funds have been pickpocketing wealthy investors
In the complex world of finance, hedge funds have long been viewed as exclusive investment vehicles for the wealthy. However, recent scrutiny as reported by Bloomberg reveals that many hedge funds are not only extracting exorbitant fees from their…
SEC now delays short sale disclosure rules for another year
Stay informed about the latest regulatory developments. SEC delays compliance deadline for new short sale reporting rules.
