The SEC Now Charges Three Executives With Defrauding Investors
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The SEC now charges three executives with defrauding investors after raising a whopping $170 million based on misleading data.
Citadel Is Now Fighting SEC On The Market Surveillance System
Citadel is now fighting the SEC on the market surveillance system known as CAT, which enables regulators to track trading activity.
The SEC Now Charges A Hedge Fund For Compliance Failures
The SEC now charges a hedge fund for illegal trading when it failed to establish and enforce policies within its insider information material.
The SEC is Now Charging Icahn For Hiding Billions
The SEC is now charging Icahn for hiding billions of dollars worth of personal margin loans pledged against the value of his company.
The SEC Now Awards A Whistleblower A Whopping $37 Million
The SEC now awards a whistleblower a whopping $37 million after the information and assistance led to a successful enforcement action.
