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Regulatory Violations

2 Articles

Market News - Alpine Securities Faces Collapse as Appeal Looms in Latest Case

Alpine Securities Faces Collapse as Appeal Looms in Latest Case

By Frank Nez

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6 Min Read

Discover how Alpine Securities faces collapse amid legal challenges and scrutiny over short-selling practices by shareholders.

News: Robinhood To Pay SEC $45 Million In Charges Over Short Sale Violations

Robinhood To Pay SEC $45 Million In Charges Over Short Sale Violations

By Frank Nez

2 Comments

2 Min Read

Robinhood will now pay the SEC $45 million in charges over short sale violations, along with other trading and reporting failures.