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Regulatory Compliance

2 Articles
Market News - SK Now Fines 13 Investment Banks for Illegal Short Selling

SK Now Fines 13 Investment Banks for Illegal Short Selling

Frank Nez By Frank Nez
Comments Off on SK Now Fines 13 Investment Banks for Illegal Short Selling
3 Min Read

South Korea imposes fines on banks for illegal short selling, boosting market integrity and protecting investors' confidence.

Market News Today: JPMorgan Now Pays A Small Fine After Misreporting Short Interest For 16 Years

JPMorgan Now Pays A Small Fine After Misreporting Short Interest For 16 Years

Frank Nez By Frank Nez
2 Comments on JPMorgan Now Pays A Small Fine After Misreporting Short Interest For 16 Years
3 Min Read

JPMorgan now pays a small fine after misreporting short interest for 16 years, along with several other inaccuracies, financial regulators confirmed.