Citadel Now Forced To Pay CAT Fees After Losing Motion
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Citadel is now forced to pay CAT fees after losing a motion to block the funding of the system mean to provide investors with transparency in the markets.
The SEC Now Charges A Firm For Illegal Securities Dealing
The SEC now charges a firm for illegal securities dealing after the company and its owner failed to do business without registering with the agency.
High-Risk Securities Are Now Back Prompting Financial Crisis Concerns
High-risk securities are now back, prompting financial crisis concerns as the shadow banking sector takes on debt-based products such as collateralized loan obligations.
JPMorgan Has Now Paid A Whopping $40bn In Violations
JPMorgan has now paid a whopping $40bn in violations according to fresh data from a corporate misconduct database and tracker.
Fed Now Bans A Bank CEO From Industry, Sentenced To 24 Years
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The Fed has now banned a bank CEO from the industry, following a sentencing of 24 years, it announced on Thursday.
