Goldman Sachs Fined $15 Million for Swap Violations
5 Comments on Goldman Sachs Fined $15 Million for Swap Violations
Goldman Sachs has been fined with $15 million for failing to make proper disclosures and communicate fairly to swap customers.
Robinhood Sued in New Class Action Lawsuit
Robinhood is involved in a new class action lawsuit for prohibiting the purchase of 'meme stocks' such as AMC, GameStop, and others.
Elon Musk’s New Litigation Team is Taking on Wall Street
Elon Musk's new litigation team is taking on Wall Street short sellers and corrupt regulators according to the Tesla and SpaceX CEO.
Wall Street Threatens to Sue SEC if New Proposals Pass
Wall Street institutions are threatening to sue the SEC if proposals to change retail execution and transparency rules are passed.
SEC Scraps Vote for Hedge Fund Transparency Rule
The SEC scrapped plans to vote on a rule that would have increased regulators’ visibility into financial risks at some hedge funds.
