FINRA News

FINRA Extends NY Court Date in New MMTLP Case

FINRA-Extends-NY-Court-Date-in-New-MMTLP-Case

FINRA Extends NY Court Date in New MMTLP Case

Frank Nez May 18, 2023

FINRA Extends NY Court Date in New MMTLP CaseFINRA has extended the NY Supreme Court date in the latest MMTLP case filed by Mark Basile...

The SEC Has Approved FINRA’s New Expungement Proposal

SEC-FINRA

The SEC Has Approved FINRA’s New Expungement Proposal

Frank Nez April 14, 2023

The SEC Has Approved FINRA’s New Expungement ProposalThe Securities and Exchange Commission (SEC) has approved FINRA's expungement proposal. Here's everything you need to know...