Judge Now Finds Broker-Dealers May Be Liable for Illegal Trading
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A judge now finds that broker-dealers may be liable for illegal trading according to a report published by Warshaw Burstein.
The SEC Now Charges Citadel For Illegal Short Selling Violations
The SEC has now charged Citadel Securities for illegal short selling violations according to a new SEC filing published on Friday.
Ken Griffin Lobbied His Way Out of “Meme Stock” Scandal
In 2021, Ken Griffin testified before the House Financial Services Committee about his role in "meme stocks". He also donated to 4 members.
Wall Street Threatens to Sue SEC if New Proposals Pass
Wall Street institutions are threatening to sue the SEC if proposals to change retail execution and transparency rules are passed.
SEC Scraps Vote for Hedge Fund Transparency Rule
The SEC scrapped plans to vote on a rule that would have increased regulators’ visibility into financial risks at some hedge funds.
