Barclays And Citi Have Now Been Fined For Naked Short Selling
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Barclays and Citi have now been fined for naked short selling by South Korea, with authorities stating they are considering record-high fines for the violations.
Investment Firm Now Files For Bankruptcy Amid Naked Short Selling Investigation
An investment firm has now filed for bankruptcy amid a naked short selling investigation that resulted in the loss of more than $126 million.
Trader Charged with Securities Fraud Now Granted $10 Million Bail
A trader who was charged with securities fraud has now been granted a $10 million bail after facing serious market manipulation allegations.
Ex-TD Bank Employee Now Charged For Laundering Money to Columbia
An ex-TD Bank employee has now been charged for laundering money to Columbia and has been taken into custody by U.S. authorities.
SEC Charges Morgan Stanley For Failure To Prevent Theft of Investor Funds
The SEC has taken action against Morgan Stanley Smith Barney LLC (MSSB) for not doing enough to supervise its financial advisors, who stole millions of dollars from clients.
