SEC Enforcement Chief Gurbir Grewal Is Now Resigning This Month
3 Comments on SEC Enforcement Chief Gurbir Grewal Is Now Resigning This Month
SEC Enforcement Chief Gurbir Grewal is now resigning this month after his role primarily in the 'crackdown' of cryptocurrencies.
A CEO Now Apologizes For Illegal Bond Market Manipulation
A CEO now apologizes for illegal bond market manipulation that took place in the Japanese futures market in 2021.
Barclays Is Now Fined For Illegal Swap-Reporting Manipulation
Barclays is now fined for illegal swap-reporting manipulation, violating its power as a registered dealer with the CFTC.
SEC Now To Ban An Oversight Board For ‘Massive Fraud’
The SEC is now seeking to ban an oversight board for 'massive fraud', after obtaining a $250 million final judgement against the firm.
Korean Regulators Now Impose Billions In Fines For Illegal Trading
Korean regulators now impose billions in fines for illegal trading, particularly when 'naked short selling', increasing fees upwards of 5,000%.
