Northwest Biotherapeutics, Inc. (NWBO) challenges a protective order in a legal case involving allegations of illegal spoofing.
Market Manipulation
Learn how Ken Griffin and Citadel are addressing retail investor concerns in the wake of market scrutiny....
Explore the latest FINRA proposal allowing appeals for disciplinary actions, which raises concerns for investor protections.
Discover how a major market maker's $100,000 fine raises concerns about regulatory effectiveness and market transparency.
Canaccord Genuity faces a $2.85 million fine for oversight failures in penny stock trades within the OTC...