A Lawsuit Now Urges DOJ To Investigate SEC, FINRA, DTCC
2 Comments on A Lawsuit Now Urges DOJ To Investigate SEC, FINRA, DTCC
A new lawsuit now urges the DOJ to investigate the SEC, FINRA, and DTCC for violations of the Federal securities laws.
The SEC now rejects a FOIA request for missing GameStop FTD data
The SEC has now rejected a FOIA request for missing GameStop FTD data from an investor who posted on Reddit the entire process leading to the decision.
UBS Now Fined Millions For Recommending Clients To Sell Stock
UBS has now been fined millions for recommending clients to sell stock after allegedly suggesting to buy and then dump within 180 days.
Founder of Massive Hedge Fund Will Now Serve 18 Years In Prison
The founder of a massive hedge fund will now serve 18 years in prison after a judge rejected a bid that called for less time.
Investment Firm Now Files For Bankruptcy Amid Naked Short Selling Investigation
An investment firm has now filed for bankruptcy amid a naked short selling investigation that resulted in the loss of more than $126 million.
