Robinhood To Pay SEC $45 Million In Charges Over Short Sale Violations
2 Comments on Robinhood To Pay SEC $45 Million In Charges Over Short Sale Violations
Robinhood will now pay the SEC $45 million in charges over short sale violations, along with other trading and reporting failures.
Switzerland’s Former Finance Minister Says UBS Poses Too Much Risk
Switzerland's former finance minister says UBS poses too much risk due to its massive size and influence within the country's economy.
Bank of America No Longer Expects Fed To Cut Interest Rates This Year
Bank of America no longer expected the Fed to cut interest rates this year following a better than expected jobs report.
A Lawsuit Now Urges DOJ To Investigate SEC, FINRA, DTCC
A new lawsuit now urges the DOJ to investigate the SEC, FINRA, and DTCC for violations of the Federal securities laws.
UBS Now Fined Millions For Recommending Clients To Sell Stock
UBS has now been fined millions for recommending clients to sell stock after allegedly suggesting to buy and then dump within 180 days.
