Nearly 400 SEC Staff Are Now Leaving The Agency
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Find out why nearly 400 staff members are leaving the SEC and what it means for the future of financial regulation.
JPMorgan Now Pays A Small Fine After Misreporting Short Interest For 16 Years
JPMorgan now pays a small fine after misreporting short interest for 16 years, along with several other inaccuracies, financial regulators confirmed.
The SEC Now Charges A Firm For Illegal Securities Dealing
The SEC now charges a firm for illegal securities dealing after the company and its owner failed to do business without registering with the agency.
Leader of A Stock Manipulation Ring Now Pleads Guilty
The leader of a stock manipulation ring now pleads guilty of committing securities fraud in connection with his role in a long-running “pump-and-dump" schemes.
Interactive Brokers Violations Now Prompts Illegal Short Selling Inquiries
Interactive Brokers violations now prompts illegal short selling inquiries due to the creation and increase of deficits in securities.
