Hester Peirce Is Now Leaving The SEC Following Years of Wall Street Lobbying
Hester Peirce is now leaving the SEC, and retail investors are celebrating the departure amidst years of failures from the agency.
Regulators Are Now Avoiding Communication with Next Bridge on MMTLP
Federal regulators are now avoiding direct communication with Next Bridge Hydrocarbons on the MMTLP scandal following years of unsuccessful attempts to engage.
Investors Now Press Trump on The MMTLP Scandal: What’s Next?
Investors are pressing Trump on the MMTLP scandal after FINRA issued a rare U3 halt, freezing investors' money and delisting the security.
A Former FINRA Board Member Now Resigns from Goldman After Epstein Email Embarrassment
Kathy Ruemmler, a former FINRA board member has now resigned from Goldman Sachs after embarrassing emails were released between her and the late sex offender, Jeffrey Epstein.
FINRA Is Now Making It Easier To Commit Financial Crime
Explore the latest FINRA proposal allowing appeals for disciplinary actions, which raises concerns for investor protections.