A Former FINRA Board Member Now Resigns from Goldman After Epstein Email Embarrassment
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Kathy Ruemmler, a former FINRA board member has now resigned from Goldman Sachs after embarrassing emails were released between her and the late sex offender, Jeffrey Epstein.
FINRA Is Now Making It Easier To Commit Financial Crime
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Explore the latest FINRA proposal allowing appeals for disciplinary actions, which raises concerns for investor protections.
A Broker Dealer Now Says FINRA’s Power is Unconstitutional
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A broker dealer claims FINRA's authority is unconstitutional after the Supreme Court declines its challenge. Discover more.
A Former Citadel Director Now Gets Appointed To FINRA’s Board
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Stephen Luparello, a former Citadel director, gets appointed to FINRA's board, raising concerns about conflicts of interest.
SEC’s Hester Peirce And FINRA’s Robert Cook Now Talk Partnership
Explore the SEC FINRA partnership and its impact on market oversight and investor trust amid rising skepticism from retail investors.
