Regulators Are Now Avoiding Communication with Next Bridge on MMTLP
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Federal regulators are now avoiding direct communication with Next Bridge Hydrocarbons on the MMTLP scandal following years of unsuccessful attempts to engage.
A Former FINRA Board Member Now Resigns from Goldman After Epstein Email Embarrassment
Kathy Ruemmler, a former FINRA board member has now resigned from Goldman Sachs after embarrassing emails were released between her and the late sex offender, Jeffrey Epstein.
FINRA Is Now Making It Easier To Commit Financial Crime
Explore the latest FINRA proposal allowing appeals for disciplinary actions, which raises concerns for investor protections.
A Broker Dealer Now Says FINRA’s Power is Unconstitutional
A broker dealer claims FINRA's authority is unconstitutional after the Supreme Court declines its challenge. Discover more.
A Former Citadel Director Now Gets Appointed To FINRA’s Board
Stephen Luparello, a former Citadel director, gets appointed to FINRA's board, raising concerns about conflicts of interest.